0000947871-13-000117.txt : 20130214 0000947871-13-000117.hdr.sgml : 20130214 20130214165741 ACCESSION NUMBER: 0000947871-13-000117 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 GROUP MEMBERS: LEE S. AINSLIE III GROUP MEMBERS: MAVERICK CAPITAL MANAGEMENT, LLC GROUP MEMBERS: MAVERICK CAPITAL, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YOUKU TUDOU INC. CENTRAL INDEX KEY: 0001442596 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85821 FILM NUMBER: 13615468 BUSINESS ADDRESS: STREET 1: 5TH FLOOR STREET 2: SINOSTEEL PLAZA, 8 HAIDIAN STREET CITY: BEIJING STATE: F4 ZIP: 100080 BUSINESS PHONE: 86-10-58851881 MAIL ADDRESS: STREET 1: 5TH FLOOR STREET 2: SINOSTEEL PLAZA, 8 HAIDIAN STREET CITY: BEIJING STATE: F4 ZIP: 100080 FORMER COMPANY: FORMER CONFORMED NAME: YOUKU INC. DATE OF NAME CHANGE: 20111028 FORMER COMPANY: FORMER CONFORMED NAME: YOUKU.COM INC. DATE OF NAME CHANGE: 20101019 FORMER COMPANY: FORMER CONFORMED NAME: YOUKU.COM INC DATE OF NAME CHANGE: 20080811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAVERICK CAPITAL LTD CENTRAL INDEX KEY: 0000934639 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.880.4050 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: 18TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 SC 13G/A 1 ss164937_sc13ga-youku.txt AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No 2) YOUKU TUDOU INC. -------------------------------------------------------------------------------- (Name of Issuer) Ordinary Shares, par value US $0.00001 per share -------------------------------------------------------------------------------- (Title of Class of Securities) N/A -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2012 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). --------------------------- ------------------------- CUSIP No. N/A SCHEDULE 13G/A Page 2 of 10 Pages --------------------------- ------------------------- -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Maverick Capital, Ltd. - 75-2482446 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Texas -------------------------------------------------------------------------------- | 5 | SOLE VOTING POWER | | 69,118,866 NUMBER OF --------------------------------------------------------------- SHARES | 6 | SHARED VOTING POWER BENEFICIALLY | | 0 OWNED BY ---------------------------------------------------------------- EACH | 7 | SOLE DISPOSITIVE POWER REPORTING | | 69,118,866 PERSON WITH ---------------------------------------------------------------- | 8 | SHARED DISPOSITIVE POWER | | 0 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 69,118,866 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) |_| -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED IN AMOUNT IN ROW 9 2.3% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IA -------------------------------------------------------------------------------- --------------------------- ------------------------- CUSIP No. N/A SCHEDULE 13G/A Page 3 of 10 Pages --------------------------- ------------------------- -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Maverick Capital Management, LLC - 75-2686461 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Texas -------------------------------------------------------------------------------- | 5 | SOLE VOTING POWER | | 69,118,866 NUMBER OF --------------------------------------------------------------- SHARES | 6 | SHARED VOTING POWER BENEFICIALLY | | 0 OWNED BY ---------------------------------------------------------------- EACH | 7 | SOLE DISPOSITIVE POWER REPORTING | | 69,118,866 PERSON WITH ---------------------------------------------------------------- | 8 | SHARED DISPOSITIVE POWER | | 0 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 69,118,866 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) |_| -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED IN AMOUNT IN ROW 9 2.3% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) HC -------------------------------------------------------------------------------- --------------------------- ------------------------- CUSIP No. N/A SCHEDULE 13G/A Page 4 of 10 Pages --------------------------- ------------------------- -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Lee S. Ainslie III -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------------- | 5 | SOLE VOTING POWER | | 69,118,866 NUMBER OF --------------------------------------------------------------- SHARES | 6 | SHARED VOTING POWER BENEFICIALLY | | 0 OWNED BY ---------------------------------------------------------------- EACH | 7 | SOLE DISPOSITIVE POWER REPORTING | | 69,118,866 PERSON WITH ---------------------------------------------------------------- | 8 | SHARED DISPOSITIVE POWER | | 0 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 69,118,866 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) |_| -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED IN AMOUNT IN ROW 9 2.3% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) HC -------------------------------------------------------------------------------- Item 1(a) Name of Issuer: Youku Tudou Inc. Item 1(b) Address of Issuer's Principal Executive Offices: S/F, Sino Steel Plaza 8 Haidan Street Haidan District Beijing 100080 The People's Republic of China Item 2(a) Name of Person Filing: This Schedule 13G (the "Schedule 13G") is being filed on behalf of each of the following persons (each, a "Reporting Person"): (i) Maverick Capital, Ltd.; (ii) Maverick Capital Management, LLC; and (iii) Lee S. Ainslie III ("Mr. Ainslie"). The Schedule 13G relates to Shares (as defined herein) held for the accounts of Maverick Capital, Ltd.'s clients. Item 2(b) Address of Principal Business Office or, if none, Residence: The address of the principal business office of (i) Maverick Capital, Ltd. and Maverick Capital Management, LLC is 300 Crescent Court, 18th Floor, Dallas, Texas 75201, and (ii) Mr. Ainslie is 767 Fifth Avenue, 11th Floor, New York, New York 10153. Item 2(c) Citizenship: (i) Maverick Capital, Ltd. is a Texas limited partnership; (ii) Maverick Capital Management, LLC is a Texas limited liability company; and (iii) Mr. Ainslie is a citizen of the United States. Item 2(d) Title of Class of Securities: Ordinary Shares, par value US $0.00001 per share (the "Shares"). Item 2(e) CUSIP Number: N/A Page 5 of 10 Pages Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) | | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) | | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) | | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) | | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |X| An investment advisor in accordance with ss.240.13d-1(b)(1)(ii)(E). (f) | | An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F). (g) |X| A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G). (h) | | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) | | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) | | A non-U.S. institution in accordance with ss. 240.13d-1(b)(1)(ii)(J); (k) | | Group, in accordance with ss. 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with ss. 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________ Item 4 Ownership Ownership as of December 31, 2012 is incorporated by reference to items (5) - (9) and (11) of the cover page of the Reporting Person. Maverick Capital, Ltd. is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and, as such, may be deemed to have beneficial ownership of the Shares which are the subject of this filing through the investment discretion it exercises over its clients' accounts. Maverick Capital Management, LLC is the General Partner of Maverick Capital, Ltd. Mr. Ainslie is the manager of Maverick Capital Management, LLC and is granted sole investment discretion pursuant to Maverick Capital Management, LLC's Regulations. Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following |X|. Page 6 of 10 Pages Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person Not applicable. Item 8 Identification and Classification of Members of the Group Not applicable. Item 9 Notice of Dissolution of Group Not applicable. Item 10 Certifications By signing below each of the Reporting Persons certifies that, to the best of such person's knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 10 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2013 MAVERICK CAPITAL, LTD. By: Maverick Capital Management, LLC, Its General Partner By: Lee S. Ainslie III, Manager By: /s/ John T. McCafferty ----------------------------- John T. McCafferty Under Power of Attorney dated February 13, 2003 Date: February 14, 2013 MAVERICK CAPITAL MANAGEMENT, LLC By: Lee S. Ainslie III, Manager By: /s/ John T. McCafferty ----------------------------- John T. McCafferty Under Power of Attorney dated February 13, 2003 Date: February 14, 2013 LEE S. AINSLIE III By: /s/ John T. McCafferty ----------------------------- John T. McCafferty Under Power of Attorney dated February 13, 2003 Page 8 of 10 Pages EXHIBIT INDEX A. Joint Filing Agreement, dated February 14, 2011, by and among Maverick Capital, Ltd., Maverick Capital Management, LLC, and Lee S. Ainslie III. Page 9 of 10 Pages Exhibit A Joint Filing Agreement The undersigned hereby agree that the statement on Schedule 13G with respect to the Ordinary Shares, par value US $0.00001 per share, of Youku.com Inc., dated as of February 14, 2011, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934. Date: February 14, 2011 MAVERICK CAPITAL, LTD. By: Maverick Capital Management, LLC Its General Partner By: Lee S. Ainslie III, Manager By: /s/ John T. McCafferty ----------------------------- John T. McCafferty Under Power of Attorney dated February 13, 2003 MAVERICK CAPITAL MANAGEMENT, LLC By: Lee S. Ainslie III, Manager By: /s/ John T. McCafferty ----------------------------- John T. McCafferty Under Power of Attorney dated February 13, 2003 LEE S. AINSLIE III By: /s/ John T. McCafferty ----------------------------- John T. McCafferty Under Power of Attorney dated February 13, 2003 Page 10 of 10 Pages